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A commodity trading advisor (CTA) is an individual or firm that provides individualized advice regarding the buying and selling of futures contracts, options on futures, or certain foreign exchange. Commodity Trading Advisor Law and Legal Definition (A) In general – Except as otherwise provided in this paragraph, the term „commodity trading advisor“ means “any person who– (i) for compensation or profit, engages in the business of advising others, either directly or through publications, writings, or electronic media, as to the value of or the advisability of trading in 17/11/ · A Commodity Trading Advisor (CTA) is an individual or company that provides advice on investing in managed futures. Services offered by CTAs include managing investment accounts and trading futures on behalf of clients. Commodity Trading Advisor (CTA) A commodity trading advisor (CTA) is an individual or firm that provides individualized advice regarding the buying and selling of futures contracts, options on futures, or certain foreign exchange stravolti.itted Reading Time: 4 mins.

The Commodity Exchange Act CEA requires certain firms and individuals that conduct business in the derivatives industry to register with the CFTC. CFTC regulations also require, with few exceptions, CFTC registered firms to be NFA Members. The CFTC has delegated registration responsibility to NFA. All futures professionals required to register with the CFTC are granted registration only after a thorough investigation of their background to determine if they meet the fitness standards set forth in the CEA.

Depending on a firm’s business activity, registration is required unless it qualifies for an exemption or exclusion. If you have any questions as to whether you qualify for a particular exemption or exclusion from registration, refer to the appropriate section of the CEA, CFTC Regulations or consult NFA’s Information Center. Requests for an exemption or for a „no action“ opinion related to registration requirements should be submitted to the CFTC and a copy should be provided to NFA’s Registration Department.

Click on the links below to obtain specific information to help determine CFTC registration is required and, if so, in which category. A commodity trading advisor CTA is an individual or organization that, for compensation or profit, advises others, directly or indirectly, as to the value of or the advisability of buying or selling futures contracts, commodity options, retail off-exchange forex contracts or swaps.

A commodity pool operator CPO is an individual or organization that operates a commodity pool and solicits funds for that commodity pool.

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An individual or firm that provides advice on investing in commodities or managed futures. CTAs may provide other services also such as managing investment accounts and trading futures on behalf of clients. Commodities may be grains, metals, and energy and financial instruments like bonds and currency. A CTA advises clients on buying and selling of commodities or futures, forwards, swaps and options.

The CTA along with providing recommendations, may also transact or trade in the capacity of its client. A CTA needs to be a member in good standing of the National Futures Association NFA and registered with the Commodities Futures Trading Commission CFTC. A CTA is supposed to advice clients based on their profile, interest, risk capacity and financial goal.

The CTA normally gets a commission fee or compensation for the services and advice provided to the clients. Futures Energy Brent Crude Oil Futures Emissions Futures Ethanol Futures Gasoline Futures Heating Oil Futures Natural Gas Futures WTI Crude Oil Futures Coal Futures Grains Canola Futures Corn Futures Hard Red Wheat Futures Oats Futures Rough Rice Futures Soybean Futures Soybean Meal Futures Soybean Oil Futures Spring Wheat Futures Wheat Futures Softs Cocoa Futures Coffee Futures Cotton Futures Lumber Futures Orange Juice Futures Sugar 11 Futures Currencies U.

FREE Guide – 5 Chart Patterns You Need to Know! You are at: Home » Dictionary » Commodity Trading Advisor CTA. What does Commodity Trading Advisor CTA mean? Futures Knowledge Explains Commodity Trading Advisor CTA A CTA advises clients on buying and selling of commodities or futures, forwards, swaps and options. By Kanchan Kumar on Tuesday, May 19,

commodity trading advisor definition

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CTA An abbreviation for cum testamento annexo, Latin for „with the will annexed. Copyright The Gale Group, Inc. All rights reserved. Mentioned in? References in periodicals archive? DrawBridge Lending issues bitcoin-backed loans to customers in California. In the wake of financial disasters, such as the Asian Financial crisis of and the global financial crisis of , the benefits of investing in commodity trading advisors CTAs during turbulent times as strong diversifiers of traditional portfolios of stocks and bonds, as well as hedge funds, have been clearly highlighted.

CTA performance persistence: For example, the CFTC requires “ commodity trading advisors “ to consent to on-demand audits essentially waiving their Fourth Amendment rights and to supply subscriber lists to government officials. Once in doubt.

commodity trading advisor definition

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Two of the main regulatory bodies for the financial markets in the United States are: The Securities and Exchange Commission SEC and the Commodity Futures Trading Commission CFTC. The SEC regulates equity and bond related securities whereas the CFTC regulates exchange traded futures and options products and foreign exchange. CTAs differ in their trading strategies, the markets they trade, their experience level and the styles of trading they use.

Comparing a CTA that trades 65 markets worldwide against a CTA that specializes in global energy products is similar to comparing a large-cap mutual fund against a utilities-oriented fund. Therefore, it is important to understand the tools available to CTAs for extracting returns from the markets. The most obvious difference between Commodity Trading Advisors is the markets they trade in. Some managers focus exclusively on a sector or group of markets such as energy or grains , whereas, others can simultaneously trade up to 65 markets worldwide.

The number of markets they trade will have an effect on the trading methodology they take and vice versa. Traders run the gamut in their use of these two forms of analysis, but we generally find that traders will tend to favor one over the over. Both forms of analysis work well for traders with expertise in a market sector or for those following a small number of markets.

At the opposite end of the spectrum, many of the CTAs on our platform simultaneously trade over 40 markets worldwide.

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Words used in the singular form in the rules and regulations in this chapter shall be deemed to import the plural and vice versa, as the context may require. The following terms, as used in the Commodity Exchange Act , or in the rules and regulations in this chapter, shall have the meanings hereby assigned to them, unless the context otherwise requires:. Associated person. This term means any natural person who is associated in any of the following capacities with:.

Board of Trade. This term means an organized exchange or other trading facility. Business day. This term means any day other than a Sunday or holiday. In all notices required by the Act or by the rules and regulations in this chapter to be given in terms of business days the rule for computing time shall be to exclude the day on which notice is given and include the day on which shall take place the act of which notice is given.

Category of swaps; major swap category. For purposes of section 1a 33 of the Act, 7 U.

commodity trading advisor definition

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They are responsible for the trading within managed futures accounts. The definition of CTA may also apply to investment advisors for hedge funds and private funds including mutual funds and exchange-traded funds in certain cases. CTAs are generally regulated by the United States federal government through registration with the Commodity Futures Trading Commission CFTC and membership of the National Futures Association NFA. Alex US English Daniel British Karen Australian Veena Indian.

The numerical value of Commodity Trading Advisor in Chaldean Numerology is: 7. The numerical value of Commodity Trading Advisor in Pythagorean Numerology is: 8. We’re doing our best to make sure our content is useful, accurate and safe. If by any chance you spot an inappropriate comment while navigating through our website please use this form to let us know, and we’ll take care of it shortly.

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A commodity trading advisor CTA is an individual or organization that, for compensation or profit, advises others, directly or indirectly, as to the value of or the advisability of trading futures contracts, options on futures, retail off-exchange forex contracts or swaps. All registered CTAs who manage or exercise discretion over customer accounts or provide commodity trading advice based on, or tailored to, the commodity interest or cash market positions or other circumstances or characteristics of particular clients must be NFA Members.

CFTC Regulation 4. A CTA is required to file the following for its principals and associated persons :. An application fee for principals and APs is not required if the individual is currently registered with the CFTC in any capacity or is listed as a principal of a current CFTC registrant. Only one application fee is required if the individual is filing an application as both an AP and Principal.

One principal of the CTA must be an AP. One principal of a forex CTA must be a forex AP. One principal of a swap CTA must be a swap AP. Home Registration and Membership Who Has to Register Commodity Trading Advisor CTA Registration. Commodity Trading Advisor CTA Registration A commodity trading advisor CTA is an individual or organization that, for compensation or profit, advises others, directly or indirectly, as to the value of or the advisability of trading futures contracts, options on futures, retail off-exchange forex contracts or swaps.

Access Information on CTA Registration Exemptions. Access NFA’s Online Registration System Access the ORS.

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19/03/ · Commodity trading advisor A commodity trading advisor (CTA) is US financial regulatory term for an individual or organization who is retained by a fund or individual client to provide advice and services related to trading in futures contracts, commodity options and/or swaps. Commodity Trading Advisor means each entity that manages assets and funds of a Fund allocated to it for investment and reinvestment of such assets and funds in commodity interests, including commodity futures, options on futures and forward contracts.

A person who, for compensation or profit, directly or indirectly advises others as to the value or the advisability of buying or selling futures contracts or commodity options. Advising indirectly includes exercising trading authority over a customer’s account as well as providing recommendations through written publications or other media. Reproduction of news articles, photos, videos or any other content in whole or in part in any form or medium without express writtern permission of moneycontrol.

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